基于PMC-LDA模型的西北地区草原碳汇政策演进及评价

Evolution and evaluation of grassland carbon sink policies in Northwest China based on PMC-LDA model

  • 摘要: 草原碳汇对我国实现“双碳”目标有重要意义,但气候变化和人类活动威胁了草原碳汇潜力的释放,亟须构建完善的政策保障体系。现有研究在区域草原碳汇政策的演进脉络与效力评价方面存在不足。西北地区草原面积广阔且生态脆弱,是我国重要的草原碳汇潜力区域。以2010—2024年西北地区五省(区)各级189份草原碳汇政策为样本,构建基于政策建模一致性-潜在狄利克雷分布(PMC-LDA)的政策演进主题识别模型,基于PMC研究的经典指标及西北地区碳汇政策实际,构建包含9个一级指标、39个二级指标的政策主题识别体系,并评价草原碳汇政策的整体性与阶段性效力。结果表明,西北草原碳汇政策呈三阶段演进,LDA主题由“经济补偿”“生态修复”拓展为“产业协同”“市场机制”“科学计量”“监测评估”“技术创新”五个维度;PMC整体性均值6.69,为良好等级;三阶段政策效力分别为5.95、6.09和7.26,效力等级从一般提升至优秀。现阶段政策工具覆盖相对全面,但跨部门协同、市场机制与技术创新的政策关注力不足,且省际政策成熟度存在差异。基于PMC-LDA结果,建议未来西北地区提高草原碳汇协同治理能力、激活市场交易机制和制定区域差异化政策,以期促进区域碳汇能力提升,并为我国草原碳汇政策优化提供参考。

     

    Abstract: Grassland carbon sink plays a pivotal role in China's efforts to achieve its "dual carbon" strategic goals. However, climate change and intensive human activities have jeopardized the realization of grassland’s carbon sequestration potential, creating an urgent demand for a robust policy guarantee system. While existing studies have conducted preliminary text sorting of grassland carbon sink policies, there is a notable research gap in the integrated analysis of the evolution trajectory and effectiveness evaluation of regional policies. Northwest China, with its vast grassland areas and fragile ecological environment, is a key region with substantial grassland carbon sink potential in China. Against this backdrop, this study took 189 grassland carbon sink policies at all administrative levels issued from 2010 to 2024 across the five provinces in Northwest China as research samples, and constructed a policy evolution theme identification model based on the Policy Modeling Consistency-Latent Dirichlet Allocation (PMC-LDA) method. Drawing on classical PMC evaluation indicators and the actual context of carbon sink policies in Northwest China, we further established a policy theme identification and evaluation system consisting of 9 first-level indicators and 39 second-level indicators, to systematically assess the structural integrity and phased implementation effectiveness of the sampled grassland carbon sink policies. The results demonstrated that the evolution of grassland carbon sink policies in Northwest China can be divided into three distinct stages. The core policy themes identified via LDA have expanded from the initial two dimensions of "economic compensation" and "ecological restoration" to five dimensions, namely "industrial coordination", "market mechanism", "scientific measurement", "monitoring and evaluation", and "technological innovation". The overall average PMC index of the sampled policies was 6.69, corresponding to the Good rating tier. The average PMC indices for the three evolutionary stages were 5.95, 6.09, and 7.26, respectively, indicating that the policy effectiveness has upgraded from the general tier to the excellent tier. Currently, the sampled policies covered a relatively comprehensive range of policy tools, yet there was insufficient focus on cross-sectoral coordination, market-based mechanisms, and technological innovation, along with notable disparities in policy maturity across provinces. Based on the PMC-LDA analytical results, this study put forward targeted policy recommendations for Northwest China: to enhance the collaborative governance capacity for grassland carbon sink management, to activate market-based carbon sink trading mechanisms, and to formulate differentiated regional policies. These measures are expected to boost the improvement of regional carbon sink capacity, and also provide a scientific reference for the optimization of grassland carbon sink policies nationwide in China.

     

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