基于XGBoost-SHAP的中国城市减污降碳协同增效时空特征及影响因素

Analysis of spatio-temporal characteristics and influencing factors of synergistic efficiency of pollution and carbon reductionin Chinese cities based on XGBoost-SHAPmodel

  • 摘要: 城市减污降碳协同增效是推进生态文明建设的核心战略,精准识别其时空特征及影响机制对制定差异治理政策具有重要意义。研究以2014—2023年中国284个地级市为研究对象,集成博弈组合赋权法、耦合协调度和超效率SBM模型测度减污降碳协同增效水平,通过核密度估计和空间马尔可夫链解析其时空特征,结合MIC-RF-RFE组合筛选模型识别核心影响因素,并运用XGBoost模型和SHAP解释工具探究影响因素的非线性关系及空间异质性。结果表明:2014—2023年全国协同增效水平总体呈波动上升趋势,均值由0.2745增至0.3039,空间格局表现为“东部>东北>西部>中部”。协同增效存在显著空间依赖与路径锁定特征,中低水平城市维持原等级的概率高达65.64%,向上跃迁困难;中高水平城市降级概率仅为24.82%,表明区域间发展存在明显的空间惯性。人口规模、信息基础设施建设水平和人力资本水平是主要驱动因素,三者贡献度分别为29.1%、24.3%和21.5%;均呈非线性特征,PS和HC呈“倒U型”,IDL呈“N型”。区域异质性显著,东部受创新与人力资本驱动,中部受资源约束,西部受基础设施与水资源利用制约,东北依赖技术创新但转化能力不足。研究表明,应根据区域特征优化要素配置,完善跨区域协同治理与政策联动机制,推动减污降碳协同增效持续提升。

     

    Abstract:  Synergistic efficiency of pollution and carbon reduction (SEPCR) is a core strategy for advancing ecological civilization. Accurately identifying its spatiotemporal characteristics and driving mechanisms is essential for formulating differentiated governance policies. This study investigates 284 prefecture-level cities in China from 2014 to 2023. A game-theoretic combined weighting method, coupling coordination model, and super-efficiency SBM model are integrated to measure SEPCR. Kernel density estimation and spatial Markov chain analysis are employed to explore its spatiotemporal evolution, while the MIC-RF-RFE hybrid model identifies key influencing factors. The XGBoost model and SHAP framework are further used to uncover the nonlinear relationships and spatial heterogeneity of these factors. Results show that: (1) From 2014 to 2023, China’s SEPCR exhibited a fluctuating upward trend, with the national mean rising from 0.2745 to 0.3039, and a spatial pattern of “East > Northeast > West > Central.” (2) SEPCR displays significant spatial dependence and path-locking effects: low- and medium-level cities have a 65.64% probability of maintaining their status with limited upward mobility, whereas high-level cities show strong stability with only a 24.82% probability of decline. (3) Population size, information infrastructure, and human capital are the dominant drivers, contributing 29.1%, 24.3%, and 21.5%, respectively. PS and HC show inverted U-shaped effects, while IDL exhibits an N-shaped relationship. (4) Regional heterogeneity is evident: SEPCR in the East is driven by innovation and human capital; in the Central region, constrained by resource endowment; in the West, limited by infrastructure and water resources; and in the Northeast, hindered by low innovation conversion efficiency. These findings suggest that optimizing factor allocation according to regional characteristics and strengthening cross-regional governance and policy coordination are crucial for enhancing sustainable SEPCR.

     

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